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ADVANCED MATERIALS & PROCESSES •

FEBRUARY 2014

13

Transmission Kikuchi Diffraction in the Scanning Electron Microscope:

Orientation Mapping on the Nanoscale

E

lectron backscatter diffraction (EBSD)

is one of the most established microan-

alytical techniques for characterizing

microstructures of crystalline materials. EBSD

application has grown dramatically since the

first commercial systems became available in

the early 1990s, as today most materials charac-

terization laboratories have access to an EBSD

system. Reasons for its popularity include

speed, ease of use, and the extensive range of

applications in which it can be used. The pri-

mary reason, however, is that EBSD provides

unique information at an impressive spatial res-

olution. On a field emission gun scanning elec-

tron microscope (FEG-SEM), EBSD can

measure phase and orientation from domains

as small as 100 nm

[1]

. The exact value depends

on the material in question, but EBSD can ef-

fectively characterize materials with grain sizes

in the sub-micrometer range.

The Hall-Petch relationship, observed in the

early 1950s, in which yield strength in materials

was demonstrated to be inversely related to grain

size

[2,3]

, has inspired materials scientists to pro-

duce finer grained materials. As grain size ap-

proaches the nanocrystalline range (i.e., under

100 nm), a material’s physical properties change

dramatically and are often superior to conven-

tional microcrystalline materials. Not only do

strength and hardness increase, but fatigue re-

sistance, diffusivity, and even magnetic proper-

ties are shown to improve

[4]

. The small grain

sizes of these materials pose a problem for mate-

rials characterization: With mean grain sizes in

the 100 nm range, EBSD, even on a FEG-SEM,

does not have the necessary spatial resolution.

The solution has been to turn to the transmis-

sion electron microscope (TEM), in which the

higher electron beam energy and low beam

spread through electron transparent samples

combine to offer subnanometer resolution.

In the last few years, a simple yet innovative

alternative strategy was proposed by a group of

researchers at the National Institute of Standards

and Technology (NIST), Boulder, Colo., led by

Robert Keller and Roy Geiss. They demon-

strated that a conventional EBSD system in a

FEG-SEM could be used to collect diffraction

patterns from sub-10 nm domains in an electron

transparent sample

[5]

. They named it transmis-

sion EBSD, or t-EBSD. By simply changing the

setup and using electron transparent samples

(such as those used for TEM studies), hundreds

of laboratories worldwide have access to a char-

acterization technique that is able to measure

grain sizes and orientations in nanocrystalline

materials. Realizing the potential of this ap-

proach, at the University of Sydney we started

combining automated orientation mapping with

t-EBSD and published some of our first results

in 2012

[6,7]

. Because the technique involves no

backscattering of electrons, we proposed a

more scientifically accurate name: Trans-

mission Kikuchi diffraction, or TKD.

TKD methodology

Setting up for automated TKD analy-

sis is relatively simple—samples need

to be thin, typically under 200 nm in

thickness (although for many materi-

als, below 100 nm is optimal). Standard

TEM sample preparation techniques

such as electropolishing or ion-beam

milling are usually sufficient. The sample

is then mounted in the SEM chamber in a

horizontal or sub-horizontal orientation,

close to the level of the top of the EBSD de-

tector, as shown schematically in Fig. 1. The

electron beam, usually set to the highest accel-

erating voltage (30 kV for most SEMs), is focused

onto the sample and the Kikuchi diffraction pat-

Patrick W. Trimby

Julie M. Cairney

The University of

Sydney, Australia

By changing a

setup and using

electron

transparent

samples,

hundreds of

laboratories

worldwide have

access to a

characterization

technique that

measures grain

sizes and

orientations in

nanocrystalline

materials.

Fig. 1

—

Schematic rep-

resentation of the setup for

TKD in the SEM. The inset

highlights the source volumes

for electron diffraction and x-ray

excitation within an electron

transparent sample.

TEM

sample,

100 nm

thick

Diffraction source

volume

X-ray source

volume

SEM

electron

column

SEM

stage

EDS detector

EBSD

detector

Forescatter

detector

(dark field)